Vayle Floria

Current Employers

Employment History

• 04/2009 → 10/2017
  National Planning Corporation
  Orange, CA
• 10/2017 → Present
  Royal Alliance
  Orange, CA

Previous Registrations

• 2009-05-01 → 2017-11-02
  National Planning Corporation
  Huntington Beach, CA
  Orange, CA
• 2010-08-19 → 2011-08-22
  The Elite Financial Network, Inc.
  Huntington Beach, CA
• 2008-07-31 → 2009-12-31
  The Elite Financial Network, Inc.
  Huntington Beach, CA
• 2007-03-22 → 2009-05-04
  Osaic Wealth, Inc.
  Orange, CA
  Orange, CA

Other Businesses

1) VAYLE FLORIA POSITION: SOLE PROPRIETOR; NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/07/2011 ADDRESS: 1420 E CHAPMAN AVE ORANGE CA 92866 DESCRIPTION: FIXED INSURANCE. 2) PO5, LLC POSITION: SHAREHOLDER/MANAGER; NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/14/2014 ADDRESS: 1420 E CHAPMAN AVE. ORANGE CA 92665 DESCRIPTION: REAL ESTATE INVESTMENT. 3) NWF ADVISORY SERVICES POSITION: Financial Planner NATURE: Providing advisory services business (fee based). INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 11/01/2017 ADDRESS: 11835 W. Olympic Blvd, #1155 East, Los Angeles CA 90064, United States DESCRIPTION: Provide long term financial planning and management of clients accounts. 4) VAYLE FLORIA POSITION: Owner NATURE: Sales of fixed/term insurance as a sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2011 ADDRESS: 1420 E. Chapman Ave, Orange CA 92866, United States DESCRIPTION: Sell fixed annuities and term insurance. 5) PO5 LLC POSITION: President NATURE: It is an LLC formed to purchase the building where I conduct my business. The LLC also collects rents from all the partners to pay expenses (Mortgage, Utilities, Taxes, Maintenance, etc...). INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2014 ADDRESS: 1420 E. Chapman Ave, Orange CA 92866, United States DESCRIPTION: Every once in a while I pay a bill (Licensing, Taxes, etc...). We also have a meeting with the partners usually once or twice a year where we discuss any issues with the building.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-10
• S63 Uniform Securities Agent State Law Examination
  2001-07-19