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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-02-07
TX RA APPROVED_RES 2013-08-29
OH RA APPROVED 2004-05-12
  • MI RA
    APPROVED
    Since 2023-02-07
  • TX RA
    APPROVED_RES
    Since 2013-08-29
  • OH RA
    APPROVED
    Since 2004-05-12

Branch Locations

1070 Commerce Dr Ste 302, Perrysburg, OH 43551 • United States

12640 Grafton Rd, Carleton, MI 48117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Perrysburg OH 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

OWNER OF AN OFFICE BUILDING (1070 COMMERCE DR., PERRYSBURG, OH)- OWNER/OCCUPIED - LISTED AS RJAJ PROPERTIES LLC . I LEASE OFFICE SPACE TO INDIVIDUALS. CURRENTLY HAVE FIVE TENANTS. PURCHASED THE BUILDING ON 9/1/09. THE DUTIES RELATING TO THIS BUSINESS HAVE BEEN DELEGATED TO A BOOKKEEPER WHO MAKES THE RENT DEPOSITS AND PAYS THE UTILITIES AND ANY REPAIR BILLS. I SPEND APPROX. 5 HOURS PER MONTH RELATED TO THIS BUSINESS AND NONE OF THAT IS DURING SECURITIES TRADING HOURS. MY THRIVENT FINANCIAL BUSINESS OCCUPIES THE FIRST FLOOR OF THE BUILDING. THE DUTIES RELATED TO LEASING THE OTHER OFFICE SPACE IS DELEGATED TO SOMEONE ELSE. RJAJ PROPERTIES, LLC POSITION: Co-Owner NATURE: Owner occupied office building. Lease office space on the second floor ofthe building to businesses not related to Thrivent. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2009 ADDRESS: 1070 Commerce Dr, Building 2, Perrysburg OH 43551, United States DESCRIPTION: Most duties associated with the building ownership are delegated to others.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-29
S63 Uniform Securities Agent State Law Examination 2002-07-15
  • S66 Uniform Combined State Law Examination
    2004-03-29
  • S63 Uniform Securities Agent State Law Examination
    2002-07-15

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