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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2013-09-19 |
| TX | RA | APPROVED | 2013-08-29 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group Inc. | Scottsdale | AZ | 10/2000 | Present |
| Self-Employed | Scottsdale | AZ | 01/2019 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2000 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 08/2013 | Present |
| Self-Employed | Scottsdale | AZ | 02/2011 | 12/2016 |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: MUSICIAN POSITION: BAND MEMBER START DATE: 01/2019 APPROXIMATE HOURS PER MONTH: 7 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: PLAYING GUITAR AND SINGING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-06-19 |
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