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Joseph D Gualtieri

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

Philadelphia, PA

Philadelphia, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-01-23
TX RA APPROVED_RES 2013-01-28
PA RA APPROVED 2011-01-10
NJ RA APPROVED 2004-03-10
  • MD RA
    APPROVED
    Since 2023-01-23
  • TX RA
    APPROVED_RES
    Since 2013-01-28
  • PA RA
    APPROVED
    Since 2011-01-10
  • NJ RA
    APPROVED
    Since 2004-03-10

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Philadelphia PA 02/1981 Present
  • 02/1981 → Present
    Merrill Lynch
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-18
  • S66 Uniform Combined State Law Examination
    2003-07-18
Other Names
  • Joseph A Gualtieri

View on SEC IAPD

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Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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