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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
14805 North Outer Forty Road Suite 200, Chesterfield, MO 63017 • United States
St Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Chesterfield | MO | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. Book sales; Not Investment related; Book writing; author of book (proprietor, partner, officer, director, employee, trustee, agent); Nov 2018; wirttne a book and will be either selling the rights for movie or publishing as EBOOK on amazon
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-04 |
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