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Dawn Marie Batho

Orion Portfolio Solutions, LLC

Omaha, NE

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Current Employers
Orion Portfolio Solutions, Llc

17605 Wright St, Omaha, NE 68130 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-01-24
  • NE RA
    APPROVED
    Since 2023-01-24

Branch Locations

17605 Wright St, Omaha, NE 68130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orion Portfolio Solutions, Llc Omaha NE 12/2004 Present
Northern Lights Distributors, Llc Omaha NE 12/2004 11/2019
Brinker Capital Securities Berwyn PA 11/2021 Present
  • 12/2004 → Present
    Orion Portfolio Solutions, Llc
    Omaha, NE
  • 12/2004 → 11/2019
    Northern Lights Distributors, Llc
    Omaha, NE
  • 11/2021 → Present
    Brinker Capital Securities
    Berwyn, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-07
S63 Uniform Securities Agent State Law Examination 2001-09-18
  • S65 Uniform Investment Adviser Law Examination
    2013-11-07
  • S63 Uniform Securities Agent State Law Examination
    2001-09-18
Other Names
  • Dawn Marie Green

View on SEC IAPD

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