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David Mathew Fryer

LPl Financial LLC

Tukwila, WA

Graham, WA

CRD 4402494

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2011-06-23
  • WA RA
    APPROVED
    Since 2011-06-23

Branch Locations

12770 Gateway Drive, Tukwila, WA 98168 • United States

Graham, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Tukwila WA 03/2005 Present
Boeing Employee Credit Union Tukwila WA 04/2005 Present
  • 03/2005 → Present
    Lpl Financial, Llc
    Tukwila, WA
  • 04/2005 → Present
    Boeing Employee Credit Union
    Tukwila, WA
Other Businesses

1. 3/22/2013: Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-22
S63 Uniform Securities Agent State Law Examination 2001-07-17
  • S65 Uniform Investment Adviser Law Examination
    2011-06-22
  • S63 Uniform Securities Agent State Law Examination
    2001-07-17

View on SEC IAPD

Nearby Firms

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
OSAIC WEALTH, INC.

Nearby Investors

LANCE KENJI NEKOTA
DARREN DOUGLAS HOREJSI
SERGIO GABRIEL GARZA

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · TUKWILA, WA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Tukwila, WA
OSAIC WEALTH, INC. · SEATTLE, WA

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