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Current Employers
Valley Wealth Managers, Inc.

80 East Ridgewood Ave Suite 3, Paramus, NJ 07652 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-11
  • FL RA
    APPROVED
    Since 2023-08-11

Branch Locations

19495 Biscayne Blvd. Suite 500, Aventura, FL 33180 • United States

80 East Ridgewood Ave Suite 3, Paramus, NJ 07652 • United States

Valley Financial Management, Inc.

350 Madison Ave. Compliance 4Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-15
CA RA APPROVED 2019-05-08
FL RA APPROVED 2004-09-23
  • NY RA
    APPROVED
    Since 2021-07-15
  • CA RA
    APPROVED
    Since 2019-05-08
  • FL RA
    APPROVED
    Since 2004-09-23

Branch Locations

19495 Biscayne Blvd. Suite 500, Aventura, FL 33180 • United States

Aventura, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Leumi Usa New York NY 01/2001 04/2022
Leumi Investment Services Inc Miami FL 06/2004 04/2022
Valley Financial Management, Inc. Aventura FL 04/2022 Present
Valley National Bank Aventura FL 04/2022 Present
Valley Wealth Managers, Inc. Aventura FL 07/2023 Present
Other Businesses

Name of outside activity/business: Vtal Property LLC Is the business investment-related: real estate investment Address of business: 3530 Mystic Pointe Dr. Apt 1404 Aventura FL 33180 Nature of the other business: n/a Your position, title, or relationship with the other business: Member Description of your duties relating to the other business: The start date of your relationship: 9/27/2018 Start date of new position: Approximate number of hours/month you devote to the other business: 0 Approximate number of hours you devote to the business during securities trading hours: 0 Is position compensated: no If compensated, expected compensation: n/a Is the outside entity or any of its authorized parties a client? NO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-16
S63 Uniform Securities Agent State Law Examination 2001-08-21
  • S65 Uniform Investment Adviser Law Examination
    2004-08-16
  • S63 Uniform Securities Agent State Law Examination
    2001-08-21

View on SEC IAPD

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