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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-28 |
| OH | RA | APPROVED | 2009-09-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Canfield | OH | 09/2009 | Present |
1. Canfield Fair Foundation; 7265 Columbiana Canfield Rd., Canfield OH 44406; Trustee - Make decision for operating the foundation; 01/02/2006; 1.00 Hour(s) Per Quarter - not during securities trading hours; Not Investment-Related 2. Western Reserve Village Foundation; 7265 Columbiana Canfield Rd., Canfield OH 44406; Trustee; Make decision regarding the preservation of the historical village; 01/01/1999; 2.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related 3. Mahoning County Agriculture Society; 7265 Columbiana Canfield Rd., Canfield OH 44406; Director, Chairman of the Audit and Budget Committee, Appointed as Board Trustee to the Western Reserve Village Foundation. Make decision regarding the continuation of promoting agriculture.; 07/03/1989; 4.00 Hour(s) Per Month - during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-03 |
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