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Timm Brian Schreiber

Stifel, Nicolaus & Company, Incorporated

Canfield, OH

CRD 4401359

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-28
OH RA APPROVED 2009-09-25
  • TX RA
    APPROVED_RES
    Since 2019-08-28
  • OH RA
    APPROVED
    Since 2009-09-25

Branch Locations

6575 Seville Drive, Canfield, OH 44406 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Canfield OH 09/2009 Present
Previous Registrations
Other Businesses

1. Canfield Fair Foundation; 7265 Columbiana Canfield Rd., Canfield OH 44406; Trustee - Make decision for operating the foundation; 01/02/2006; 1.00 Hour(s) Per Quarter - not during securities trading hours; Not Investment-Related 2. Western Reserve Village Foundation; 7265 Columbiana Canfield Rd., Canfield OH 44406; Trustee; Make decision regarding the preservation of the historical village; 01/01/1999; 2.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related 3. Mahoning County Agriculture Society; 7265 Columbiana Canfield Rd., Canfield OH 44406; Director, Chairman of the Audit and Budget Committee, Appointed as Board Trustee to the Western Reserve Village Foundation. Make decision regarding the continuation of promoting agriculture.; 07/03/1989; 4.00 Hour(s) Per Month - during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-03
  • S66 Uniform Combined State Law Examination
    2001-07-03

View on SEC IAPD

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