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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-24
NM RA APPROVED 2012-08-08
UT RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2019-01-24
  • NM RA
    APPROVED
    Since 2012-08-08
  • UT RA
    APPROVED
    Since 2009-01-02

Branch Locations

177 E Antelope Drive Suite A, Layton, UT 84041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Layton UT 09/2004 Present
Raymond James Financial Services Advisors, Inc Layton UT 01/2009 Present
Antelope Investments Llc Layton UT 06/2012 Present
Other Businesses

(1)Name of Business: Antelope Investments Llc Address: 177 E Antelope Dr Ste A, Layton, UT, 84041, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/20/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As one of two partner of the LLC, I need to make sure building bills and maintanance of building is performed on a timely basis (2)Name of Business: Church of Jesus Christ of Latter Day Saints Address: 1589 E Gentile, Layton, UT, 84040, United States Activity Type: Religious Position/Title: Other Investment Related: Yes Start Date: 04/20/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I was asked to be a Counselor to the Bishop in our local unit. Our church doesn't have any paid clergy. My role is to support the Bishop and help minister to the needs of the members of the unit. (3)Name of Business: Northridge Investments Address: 177 E Antelope Dr Ste A, Layton, UT, 84041, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/08/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This entity is where I run my practice through. It accounts for all income and expenses that are associated with my current practice only. There are no other businesses interests with this entity (4)Name of Business: RP/KP12 Family LLC Address: 177 E Antelope Dr Ste A, Layton, UT, 84041, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: Yes Start Date: 03/23/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC was advised by my personal attorney as asset protection for my personal assets. My wife and I will continue to act like how we've done in the past, which is to watch over and manage our personal assets in the accounts held at Raymond James. (5)Name of Business: Legacy Financial Strategies Address: 177 E Antelope Dr Ste A, Layton, UT, 84041, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/07/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: DBA: Legacy Financial Strategies. I am the owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-28
S63 Uniform Securities Agent State Law Examination 2001-07-19
  • S66 Uniform Combined State Law Examination
    2005-01-28
  • S63 Uniform Securities Agent State Law Examination
    2001-07-19

View on SEC IAPD

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