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1630 E River Rd Suite 212, Tucson, AZ 85718 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc. | Camarillo | CA | 03/2016 | Present |
| Nova Financial, Llc | Tucson | AZ | 03/2016 | Present |
1. Nova Financial, LLC, Start: 03/04/16, 1630 E. River Road Suite 212 Tucson, AZ 85718, RIA, Investment Adviser, Investment Related, 160 hours per month, 8 hours per day during trading hours. 2. Independent Insurance Agency, Sole Proprietor, Start:06/02/02 1630 E River Rd Suite 212 Tucson AZ 85718, Insurance Agency/Agent, Not Investment related, 6 hour per month, <1 hour per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-14 |
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