Best Investors Account Sign in

Katherine E. Shepard

Mml Investors Services, LLC

St. Augustine, FL

Woodbine, GA

Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-06-03
TX RA APPROVED_RES 2022-02-07
FL RA APPROVED 2013-04-03
  • GA RA
    APPROVED
    Since 2024-06-03
  • TX RA
    APPROVED_RES
    Since 2022-02-07
  • FL RA
    APPROVED
    Since 2013-04-03

Branch Locations

315 West Town Place Units 7 & 8, St. Augustine, FL 32092 • United States

Woodbine, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company St. Augustine FL 03/2013 Present
Mml Investors Services, Llc St. Augustine FL 03/2013 Present
  • 03/2013 → Present
    Massmutual Life Insurance Company
    St. Augustine, FL
  • 03/2013 → Present
    Mml Investors Services, Llc
    St. Augustine, FL
Previous Registrations
  • 2008-06-19 → 2012-11-15
    Truist Investment Services, Inc.
    Jacksonville, FL
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-17
  • S66 Uniform Combined State Law Examination
    2008-06-17
Other Names
  • Katherine Elizabeth Mayo

View on SEC IAPD

Other Firms

TRUIST ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CHARLES SCHWAB & CO., INC.
RAYMOND JAMES & ASSOCIATES, INC.
J. W. COLE ADVISORS, INC.
DIGNUM ET JUSTUM

Other Investors

JARED NEWTON DOLLAR
CHRISTOPHER MURRAY HETT
ANTHONY VIGNALI
RICHARD DOUGLAS CHIARENZA
Jake Burton
RONALD S PRICENOR
Kent s Norris
Justin Dolan

Other Offices

TRUIST ADVISORY SERVICES, INC. · ST. AUGUSTINE, FL
TRUIST ADVISORY SERVICES, INC. · Saint Augustine, FL
LPL FINANCIAL LLC · SAINT AUGUSTINE, FL
J.P. MORGAN SECURITIES LLC · St Augustine, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT AUGUSTINE, FL
CHARLES SCHWAB & CO., INC. · St. Augustine, FL
RAYMOND JAMES & ASSOCIATES, INC. · Saint Augustine, FL
J. W. COLE ADVISORS, INC. · St. Augustine, FL

More in St. Augustine, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor