Thomas Alexander Parks

Employer firm

Annex Wealth Management, LLC CRD 127987

$8.05B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Annex Wealth Management, Llc
  Elm Grove, WI
• 09/2014 → 12/2018
  H. Beck, Inc
  Bethesda, MD

Previous Registrations

• 2012-08-09 → 2014-09-22
  Mml Investors Services, Llc
  Delafield, WI
  Milwaukee, WI

Other Businesses

Independent Business Association of WI - Member, Board of Directors, Brookfield, WI - Not investment related-Small business group for networking and development of business professionals - 2 hours per month during trading hours HPGM - Member, Board of Directors, Milwaukee WI- Not investment related - to connect and unite Hispanic professional, students and the community - 2 hours per month during trading hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-07-23
• S63 Uniform Securities Agent State Law Examination
  2001-07-24