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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-03-30 |
| TX | RA | APPROVED_RES | 2011-01-20 |
| WA | RA | APPROVED | 2009-06-01 |
Branch Locations
159 Crocker Park Boulevard Suite 460, Westlake, OH 44145 • United States
Avon, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Westlake | OH | 05/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-09 |
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