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95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2017-05-03 |
Branch Locations
601 Union Street Suite 1000, Seattle, WA 98101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kibble & Prentice Holding Company | Seattle | WA | 04/2009 | Present |
| M Holdings Securities, Inc. | Portland | OR | 07/2009 | Present |
| Usi Advisors, Inc. | Seattle | WA | 04/2017 | Present |
(1) USI ADVISORS; 601 UNION STREET, SUITE 1000, SEATTLE, WA 98101; 5/1/2017; COMMUNICATIONS DIRECTOR; INVESTMENT ADIVSOR REPRESENTATIVE; INVEST RELATED; K & P RIA CLIENTS HAVE MOVED OVER TO USIA RIA UNDER A CONSENT PROCESS; 160 HOURS/MONTH, 160 HOURS/MONTH DURING BUSINESS HOURS; EXPENSE REIMBURSEMENT, WAGES, SALARY, TIPS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-10 |
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