Daniel Thomas Vincent

Current Employers

Employment History

• 05/2004 → 10/2019
  1St Global Capital Corp.
  Chico, CA
• 11/2006 → 10/2019
  1St Global Advisors, Inc.
  Chico, CA
• 05/2008 → 09/2025
  Avantax Insurance Services, Inc.
  Chico, CA
• 10/2014 → Present
  Vincent Financial Group, Inc.
  Chico, CA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Chico, CA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Chico, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Chico, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Chico, CA
• 2006-11-20 → 2019-10-25
  1St Global Advisors Inc
  Chico, CA

Other Businesses

1) RENTAL PROPERTY POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: Suite 120, Chico CA 95928, United States DESCRIPTION: I OCCUPY HALF THE BUILDING AND RENT OUT THE OTHER HALF 2) JAMES B. VINCENT FAMILY TRUST POSITION: Trustee NATURE: This is my Dad's living trust. He is still alive and currently controlling the trust. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/21/2021 ADDRESS: 2611 Forest Ave, Suite 120, Chico CA 95928, United States DESCRIPTION: I currently don't have any responsibilities and won't until my dad passes away. 3)Vincent Financial Group, Inc.; 100% Owner, President; Vincent Financial Group, Inc DBA Taxpro will be the entity that I manage my tax practice through, as well as pay for my share of investment expenses (rent/utilities) to the shared entity that I own with Jeff Ross - Ross & Vincent Financial Group. Ross & Vincent Financial Group owns the building that the 2 of us use for our independent tax practices.; IR; 8; 07/01/2012; Suite 120 Chico CA 95928; President/CEO. I am the sole owner of this entity that provides tax and investment services to my clients and has 1 employee.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-13
• S63 Uniform Securities Agent State Law Examination
  2001-08-01