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118 W. Winchester Street Suite 101, Murray, UT 84107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-20 |
| UT | RA | APPROVED | 2022-09-20 |
Branch Locations
2317 N Hill Field Road Suite 102, Layton, UT 84041 • United States
118 W. Winchester Street Suite 101, Murray, UT 84107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Darsco, Llc Dba Jim Barlow Advisors | Layton | UT | 08/2017 | Present |
| Dba P4 Wealth | Layton | UT | 09/2019 | Present |
| Darsco, Llc Dba Plan4Wealth - Layton (Plan4Wealth) | Layton | UT | 03/2022 | Present |
| Kitesco, Llc | Layton | UT | 02/2022 | 01/2023 |
| Financial Network Wealth Advisors Llc Dba Plan4Wealth Llc | Layton | UT | 08/2022 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2002 | 03/2022 |
1. VARIOUS INSURANCE CARRIERS, INSURANCE, REPRESENTATIVE, LIFE, ANNUITIES AND LONG-TERM CARE; 2. WRITE ERISA BONDS WITH HARTFORD, HELP 401K CLIENTS REMAIN COMPLIANT THROUGH ISSUANCE OF ERISA BONDS; 3. NAME OF OTHER BUSINESS: ENRG (LAYTON HILLS CHAPTER); INVESTMENT RELATED: NO; ADDRESS: 27 S MAIN STREET LAYTON, UT 84041 NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 01/01/2017; POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 5 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: CONDUCT WEEKLY MEETINGS AND ENCOURAGE CHAPTER GROWTH. 4. NAME OF OTHER BUSINESS: DARSCO, LLC DBA(FORMERLY JIM BARLOW ADVISORS); DBA P4 WEALTH; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2019; POSITION/TITLE/RELATIONSHIP: BOOKKEEPING AND MARKETING ENTITY USED FOR INVESTMENT ADVISORY ACITIVIES; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING/MARKETING ENTITY 5. NAME OF OTHER BUSINESS: OCSRAD LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: REAL ESTATE HOLDING ; START DATE: 04/2019 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER / MANAGER APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: MANAGE OFFICE PROPERTY ; 6. NAME OF OTHER BUSINESS: FINANCIAL NETWORK WEALTH ADVISORS LLC DBA PLAN4WEALTH LLC - CRD# 318842; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 8/2022; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-06 |
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