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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-09-05
  • GA RA
    APPROVED
    Since 2024-09-05

Branch Locations

3265 North Point Parkway Building 5, Suite 203, Alpharetta, GA 30005 • United States

3265 North Point Parkway Building 5, Suite 203, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors Inc Norcross GA 03/2012 01/2017
Acg Wealth, Inc. Atlanta GA 03/2012 11/2021
Arkadios Capital Atlanta GA 01/2017 09/2024
Epg Wealth Management Llc Atlanta GA 04/2019 09/2024
Lpl Financial Llc Alpharetta GA 09/2024 Present
  • 03/2012 → 01/2017
    Triad Advisors Inc
    Norcross, GA
  • 03/2012 → 11/2021
    Acg Wealth, Inc.
    Atlanta, GA
  • 01/2017 → 09/2024
    Arkadios Capital
    Atlanta, GA
  • 04/2019 → 09/2024
    Atlanta, GA
  • 09/2024 → Present
    Alpharetta, GA
Previous Registrations
  • 2019-06-03 → 2024-09-03
    Atlanta, GA
  • 2012-03-30 → 2021-11-30
    Acg Wealth Inc.
    Atlanta, GA
    Atlanta, GA
  • 2009-06-01 → 2012-03-28
    Alpharetta, GA
  • 2007-06-29 → 2009-06-01
    Morgan Stanley & Co. Llc
    Alpharetta, GA
  • 2004-08-02 → 2007-07-06
    A. G. Edwards & Sons, Inc.
    Alpharetta, GA
    Alpharetta, GA
Other Businesses

1) 07/22/2024 - Aristia Wealth Management - DBA for LPL Business (entity for LPL business) - started 03/24/2012 - at reported business location(s) 2) 07/22/2024 - McInnis Capital Group, LLC - Business Entity For Tax/Investment Purposes Only - 110 hrs/mth - Alpharetta, GA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-28
S63 Uniform Securities Agent State Law Examination 2002-01-02
  • S65 Uniform Investment Adviser Law Examination
    2003-04-28
  • S63 Uniform Securities Agent State Law Examination
    2002-01-02
Designations
Other Names
  • David Murray Mcinnis
  • David Murray Mcinnis

View on SEC IAPD

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