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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-09-05 |
Branch Locations
3265 North Point Parkway Building 5, Suite 203, Alpharetta, GA 30005 • United States
3265 North Point Parkway Building 5, Suite 203, Alpharetta, GA 30005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors Inc | Norcross | GA | 03/2012 | 01/2017 |
| Acg Wealth, Inc. | Atlanta | GA | 03/2012 | 11/2021 |
| Arkadios Capital | Atlanta | GA | 01/2017 | 09/2024 |
| Epg Wealth Management Llc | Atlanta | GA | 04/2019 | 09/2024 |
| Lpl Financial Llc | Alpharetta | GA | 09/2024 | Present |
1) 07/22/2024 - Aristia Wealth Management - DBA for LPL Business (entity for LPL business) - started 03/24/2012 - at reported business location(s) 2) 07/22/2024 - McInnis Capital Group, LLC - Business Entity For Tax/Investment Purposes Only - 110 hrs/mth - Alpharetta, GA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-02 |
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