James Stephen Davos

Current Employers

Employment History

• 08/2010 → 11/2021
  Commonwealth Financial Network
  Waltham, MA
• 08/2010 → 11/2021
  Capital Management Partners, Llc
  Peabody, NY
• 11/2021 → 03/2026
  Commonwealth Financial Network
  Waltham, NY
• 11/2021 → 03/2026
  Charted Wealth, Llc
  Latham, NY
• 03/2026 → Present
  Kestra Advisory Services, Llc
  Latham, NY

Previous Registrations

• 2010-08-23 → 2026-03-03
  Commonwealth Financial Network
  Peabody, MA
  Albany, NY
  Lynnfield, MA
  Latham, NY

Other Businesses

NAME: Kestra Advisory Services POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/04/2026 ADDRESS: 5707 Southwest Parkway Building 2, Suite 400 Austin, Texas 78735 DESCRIPTION: IAR NAME: Davos Advisory Group, LLC POSITION: Owner NATURE: Insurance; Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/04/2026 ADDRESS: 8 Airport Park Boulevard Latham, New York 12110 DESCRIPTION: Davos Advisory Group, LLC is an entity set up to facilitate advisory and insurance business as of 01/01/2016. All revenue goes to this entity which pays for payroll and business expenses. Charted Wealth (another OBA) is the DBA for Davos Advisory Group, LLC. NAME: Charted Wealth, LLC POSITION: Owner NATURE: Insurance; Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/04/2026 ADDRESS: 8 Airport Park Boulevard Latham, New York 12110 DESCRIPTION: Charted Wealth is the DBA for all advisory and insurance business, owned 50/50 between myself and George Bowen. NAME: Northeast NY Financial Planning Association POSITION: Partner's Chair NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/04/2026 ADDRESS: P.O. Box 11565 Loudonville, New York 12211 DESCRIPTION: I'm responsible for finding new Partners and Sponsors for our association and meetings.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-29
• S63 Uniform Securities Agent State Law Examination
  2001-07-03

Designations

Other Names

• James Stephen Davos