Best Investors Account Sign in

Cynthia Holmes Stacy

Rbc Capital Markets, LLC

Minneapolis, MN

Andover, MN

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-02-28
  • MN RA
    APPROVED
    Since 2023-02-28

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Andover, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reliastar Financial Minneapolis MN 03/1996 07/2021
Voya Financial Partners Hartford CT 09/2014 06/2021
Cetera Advisor Networks El Segundo CA 07/2021 02/2023
Advisornet Financial Minnetonka MN 06/2021 02/2023
Advisornet Wealth Partners Minneapolis MN 09/2021 02/2023
Rbc Capital Markets, Llc Minneapolis MN 02/2023 Present
  • 03/1996 → 07/2021
    Reliastar Financial
    Minneapolis, MN
  • 09/2014 → 06/2021
    Voya Financial Partners
    Hartford, CT
  • 07/2021 → 02/2023
    Cetera Advisor Networks
    El Segundo, CA
  • 06/2021 → 02/2023
    Advisornet Financial
    Minnetonka, MN
  • 09/2021 → 02/2023
    Advisornet Wealth Partners
    Minneapolis, MN
  • 02/2023 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
Previous Registrations
  • 2021-09-08 → 2023-02-16
    Cetera Wealth Services, Llc
    Minnetonka, MN
    Minnetonka, MN
  • 2021-09-22 → 2023-02-16
    Advisornet Wealth Partners
    Minnetonka, MN
    Minnetonka, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-31
S63 Uniform Securities Agent State Law Examination 2002-11-15
  • S65 Uniform Investment Adviser Law Examination
    2021-08-31
  • S63 Uniform Securities Agent State Law Examination
    2002-11-15
Other Names
  • Cynthia Mary Holmes
  • Cynthia Mary Holmes
  • Cynthia Holmes Stacy
  • Cynthia Stacy

View on SEC IAPD

Other Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS
THRIVENT FINANCIAL FOR LUTHERANS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
VAN CLEMENS WEALTH MANAGEMENT, LLC
LOGAN PARK WEALTH MANAGEMENT

Other Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan
JAMES P MILEY
ROBYN MARY JOYNER
Cole Hendrickson Carter
Casey Mitchell
Jennifer Elizabeth Finn

Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor