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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
MN RA APPROVED 2014-01-17
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • MN RA
    APPROVED
    Since 2014-01-17

Branch Locations

8530 Eagle Point Blvd Ste 125, Lake Elmo, MN 55042 • United States

11100 Wayzata Blvd Ste 405, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Lake Elmo MN 05/2001 Present
Principal Securities Inc Lake Elmo MN 03/2016 Present
  • 05/2001 → Present
    Principal Life Insurance Company
    Lake Elmo, MN
  • 03/2016 → Present
    Lake Elmo, MN
Other Businesses

**NICK HALVORSON ENTERPRISES LLC. 04/2004-PRESENT. RENTAL PROPERTY, OWNER/LANDLORD. **VARIOUS CARRIERS. 12/2009-PRESENT. REFERS HEALTH INSURANCE TO BROKERS. **OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, DISABILITY INSURANCE, LONG TERM CARE INSURANCE, FIXED ANNUITIES, HEALTH, GROUP BENEFITS AND MEDICAL SUPPLEMENT THROUGH VARIOUS CARRIERS, 7/25/13. **J Hilburn Clothing Company; Not Investment Related; Lake Elmo, MN; Model; Model mens clothes for catalog. Only compensation is $500 credit for clothing.; Start Date: 09/03/2019; 1 hrs per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-17
  • S66 Uniform Combined State Law Examination
    2001-08-17

View on SEC IAPD

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