Carl Croffard Dockery

Current Employers

Employment History

• 01/2006 → Present
  Alpha Advisors, Llc
  Lakeland, FL
• 10/2010 → Present
  Alpha Venture Capital Management, Llc
  Lakeland, FL
• 10/2013 → Present
  Alpha Advisors Insurance Agency, Llc
  Lakeland, FL
• 09/2014 → 09/2019
  Cytodyn, Inc.
  Vancouver, WA
• 04/2016 → Present
  Aytu Bioscience, Inc.
  Englewood, CO
• 12/2022 → Present
  Alpha Farm Holdings, Llc
  Lakeland, FL
• 03/2021 → Present
  Alpha Investment Holdings, Llc
  Lakeland, FL
• 01/2023 → Present
  Doc's Family Co, Llc
  Lakeland, FL
• 09/2023 → Present
  Dockery Real Properties, Llc
  Lakeland, FL

Other Businesses

(1) Alpha Venture Capital Management, LLC, P.O. Box 2477, Lakeland, FL 33806-2477: Alpha Venture Capital Management has served as a general partner for pooled assets such as investments in venture capital style securities, both private and public and will likely do so again. In such capacity Mr. Dockery devotes approximately 90 hours per month to this part of his investment business, roughly 45% of these hours occur during "trading hours." This business is investment related. Duties include reviewing information related to holdings or prospective candidates for purchase, supplemental research, occasionally meeting with clients or prospective clients, and administrative and operational duties. (2) Alpha Advisors Insurance Agency, LLC, P.O. Box 2477, Lakeland, FL 33806-2477: As President of this insurance agency since its inception in October 2013, Mr. Dockery devotes approximately 3 hours per month to this ancillary component of his investment business, roughly 60% of this time occurs during "trading hours." Duties include researching and writing insurance products (such as fixed indexed annuities, long term care policies, and other asset preservation/risk mitigation/income producing insurance instruments), meeting with prospects and clients, and doing supplemental research and continuing education for such activities. (3) Aytu BioScience, Inc., 373 Inverness Parkway, Suite 206, Englewood, CO 80112: As a Director of this biotech company (specializing in medicines for treating complex central nervous system diseases) since April 2016, Mr. Dockery devotes over 25 hours a month overseeing the management team of the company and creating policy, including as a member of various board committees of this public company. This business is investment related and approximately 40% of hours spent occur during "trading hours." (4) Alpha Farm Holdings, LLC; P.O. Box 2477, Lakeland, FL 33806-2477: As the Manager of Alpha Farm Holdings, Mr. Dockery holds and manages real assets related to a farm and rural agricultural land. This business is not investment related. Mr. Dockery spends roughly 5 hours per month on this business. (5) Alpha Investment Holdings, LLC, P.O. Box 2477, Lakeland, FL 33806-2477: Mr. Dockery is the Manager of Alpha Investment Holdings, LLC, a holding company for liquid investments. This business is investment related and Mr. Dockery spends approximately 1 hour per month on this business. (6) Doc's Family Co, LLC, P.O. Box 2477, Lakeland, FL 33806-2477: Mr. Dockery is the Doc's Family Co, LLC, a company for liquid investments for synthetic family trust. This business is investment related and Mr. Dockery spends approximately 2 hour per month on this business. (7) Dockery Real Properties, LLC, P.O. Box 2477, Lakeland, FL 33806-2477: Mr. Dockery is the Manager of Dockery Real Properties, LLC, a company that owns, manages, and leases commercial office space. This business is not investment related and Mr. Dockery spends on average 10 hours a month on this business.

Exams

• S66 Uniform Combined State Law Examination
  2001-07-14