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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-04
  • FL RA
    APPROVED
    Since 2022-01-04

Branch Locations

1401 South Florida Avenue, Lakeland, FL 33803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen & Company Lakeland FL 04/2001 Present
Lpl Financial, Llc Lakeland FL 08/2019 Present
  • 04/2001 → Present
    Allen & Company
    Lakeland, FL
  • 08/2019 → Present
    Lakeland, FL
Previous Registrations
  • 2019-11-27 → 2022-03-01
    Allen & Company Of Florida, Llc
    Lakeland, FL
  • 2010-02-22 → 2019-11-22
    Allen & Company Of Florida, Llc
    Lakeland, FL
    Lakeland, FL
Other Businesses

1. 9/3/2019 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/3/2019 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-12
  • S66 Uniform Combined State Law Examination
    2008-09-12
Other Names
  • Carol S Parsons
  • Carol Hash Parsons
  • Carol S Hash
  • Carol S. Parsons
  • Carol S. Hughes
  • Carol Sue Hughes

View on SEC IAPD

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