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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2013-09-09 |
| TX | RA | APPROVED | 2013-09-09 |
Branch Locations
500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States
Wellesley, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Providence | RI | 09/2013 | Present |
| City National Bank | Providence | RI | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-31 |
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