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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2013-09-09
TX RA APPROVED 2013-09-09
  • RI RA
    APPROVED
    Since 2013-09-09
  • TX RA
    APPROVED
    Since 2013-09-09

Branch Locations

500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States

Wellesley, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Providence RI 09/2013 Present
City National Bank Providence RI 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-31
  • S66 Uniform Combined State Law Examination
    2001-07-31

View on SEC IAPD

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