Jae Won Ha

Employer firm

Chicago Oakbrook Financial Group CRD 333344

$1.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 12/2024
  Commonwealth Financial Network
  Waltham, MA
• 08/2007 → Present
  Chicago Oakbrook Financial Group
  Oakbrook, IL

Previous Registrations

• 2007-08-01 → 2024-12-31
  Commonwealth Financial Network
  Oakbrook, IL
  Glenview, IL
  Buffalo Grove, IL
• 2005-03-07 → 2007-08-01
  Hornor, Townsend & Kent, Llc
  Oakbrook, IL
  Oakbrook, IL

Other Businesses

1) INSURANCE BROKERAGE. DBA: AJ FINANCIAL GROUP, CONDUCTED AT THE BRANCH, INVESTMENT RELATED. 2) Owner and president, Jae Ha Wealth Management, Inc, a private entity created as pass thru entity (PTE) for securities business, located in Oak Brook, IL, as of 1/31/2023; 1% time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-03
• S63 Uniform Securities Agent State Law Examination
  2001-09-13

Designations

• Chartered Financial Consultant