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903 Commerce Drive, Suite 300, Oak Brook, IL 60523 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-12-10 |
| TX | RA | APPROVED | 2024-12-10 |
Branch Locations
903 Commerce Drive, Suite 300, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2007 | 12/2024 |
| Chicago Oakbrook Financial Group | Oakbrook | IL | 08/2007 | Present |
1) INSURANCE BROKERAGE. DBA: AJ FINANCIAL GROUP, CONDUCTED AT THE BRANCH, INVESTMENT RELATED. 2) Owner and president, Jae Ha Wealth Management, Inc, a private entity created as pass thru entity (PTE) for securities business, located in Oak Brook, IL, as of 1/31/2023; 1% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-13 |
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