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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2006-09-01 |
| TX | RA | APPROVED | 2006-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 08/2006 | Present |
| Bank Of America, N.A. | Birmingham | AL | 04/2010 | Present |
2.LITKENHOUS ROSEDALE APARTMENTS, LLC, CHEVY CHASE, MD, 20815. REAL ESTATE/THIS IS A PASSIVE INVESTMENT FOR ME. I AM IN NO WAY INVOLVED IN THE DAY TO DAY OF THIS PROPERTY OR IN THE DECISION MAKING.START DATE:23-FEB-2007. 0 - 20 HOURS PER MONTH.NOT INVESTMENT RELATED. I*1023348 For profit or not for profit: Name of outside business organization: Richey Enterprises LLC Investment related: N Address of business: Mt. Brook, Alabama, 35223 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Owner"], Start date of relationship: 10/5/2022 Number of hours devoted: 0 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , I own a tractor and I keep the tractor in the LLC in case someone get's hurt. I keep the tractor on our family farm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-01 |
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