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Carl Clayton Peterson

Morgan Stanley

Abilene, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-11-11
  • TX RA
    APPROVED
    Since 2010-11-11

Branch Locations

500 Chestnut Street Suite 1900, Abilene, TX 79602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Abilene TX 10/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 10/2010 → Present
    Morgan Stanley Smith Barney
    Abilene, TX
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-05-13
S65 Uniform Investment Adviser Law Examination 2001-05-01
  • S63 Uniform Securities Agent State Law Examination
    2003-05-13
  • S65 Uniform Investment Adviser Law Examination
    2001-05-01
Other Names
  • Clay Peterson
  • Carl Clayton Peterson
  • Carl C Peterson

View on SEC IAPD

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