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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2015-08-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Haleyville | AL | 07/2015 | Present |
1. 07/16/15-GLASS HOUSE CAR WASH/BUSINESS OWNER/PART BUSINESS OWNER OF A SELF SERVICE CAR WASH/1%/2710 LITTLEVILLE RD, HALEYVILLE, AL 35565 2. 07/16/15-TFB FINANCIAL SERVICES/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/1. NO 2. NO 3. INSURANCE 4. NO/825 20TH ST. HALEYVILLE AL 35565
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-08-06 |
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