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Jamie Burgin Richard

Edward Jones

Shelby, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-14
NC RA APPROVED 2007-01-19
  • TX RA
    APPROVED_RES
    Since 2018-12-14
  • NC RA
    APPROVED
    Since 2007-01-19

Branch Locations

1427 E Marion Street Suite F, Shelby, NC 28150 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 04/2001 Present
Other Businesses

KIWANIS--BOARD MEMBER DUTIES: ON THE BOARD OF DIRECTORS AND VOTES ON BUSINESS BEFORE THE CLUB** Care Solutions Shelby, NC Start date: 1/1/2006 board member Hours per week: 0 Hours during trading: 0 advise and stay informed on elder health care issues.**

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-29
S63 Uniform Securities Agent State Law Examination 2001-07-05
  • S66 Uniform Combined State Law Examination
    2006-12-29
  • S63 Uniform Securities Agent State Law Examination
    2001-07-05

View on SEC IAPD

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