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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-10-06 |
Branch Locations
3232 Fashion Square Blvd, Saginaw, MI 48603 • United States
Saginaw, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saginaw | MI | 02/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saginaw | MI | 11/2016 | 10/2023 |
| Ameriprise Financial Services, Llc | Saginaw | MI | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-25 |
| S65 | Uniform Investment Adviser Law Examination | 2001-06-25 |
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