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Sean Michael Fitzpatrick

Wells Fargo Clearing Services, LLC

Mclean, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-27
VA RA APPROVED 2010-10-08
MD RA APPROVED 2008-06-13
  • TX RA
    APPROVED
    Since 2024-03-27
  • VA RA
    APPROVED
    Since 2010-10-08
  • MD RA
    APPROVED
    Since 2008-06-13

Branch Locations

1753 Pinnacle Dr 3Rd And 4Th Fl [V1-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mclean VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 Present
Previous Registrations
  • 2005-03-23 → 2008-06-16
    Banc Of America Investment Services, Inc.
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-21
S63 Uniform Securities Agent State Law Examination 2001-07-30
  • S65 Uniform Investment Adviser Law Examination
    2005-03-21
  • S63 Uniform Securities Agent State Law Examination
    2001-07-30

View on SEC IAPD

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