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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-12 |
| NH | RA | APPROVED | 2021-04-02 |
Branch Locations
1 Harbour Place Suite 125, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Portsmouth | NH | 04/2000 | 03/2019 |
| Steward Partners Investment Advisory, Llc | New York | NY | 03/2019 | 02/2021 |
| Morgan Stanley | Portsmouth | NH | 03/2021 | Present |
| Raymond James | Portsmouth | NH | 03/2019 | 02/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-20 |
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