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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | San Antonio | TX | 02/2006 | Present |
I*1883264, Entity Type, Name of OBA: Rental Property 1, Address: San Antonio, TX, 78233, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 06/14/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: I*2569269, Entity Type: , Name of OBA: Rental Property 2, Address: San Antonio, Texas, 78233, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 07/10/2025, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-12 |
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