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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-01-06 |
| CO | RA | APPROVED | 2005-12-07 |
Branch Locations
12265 W Bayaud Ave Ste 230, Lakewood, CO 80228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lakewood | CO | 04/1997 | Present |
| Financial Growth Resources, Inc. | Lakewood | CO | 01/2006 | Present |
1. 2/28/2014 - No Business Name - Investment Related - San Diego, CA 92117 - REAL ESTATE RENTAL - Time Spent 0% - MY WIFE HAS A HOME IN SAN DIEGO THAT IS USED FOR RENTAL PURPOSES. THIS IS A SINGLE FAMILY HOME LOCATED IN THE NEIGHBORHOOD OF CLAIREMONT WITH A ZIP OF 92117. 2. 02/01/2023 - No Business Name - Investment Related - Avon, CO 81620 - Real Estate Rental - Start Date: 01/13/2023 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-14 |
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