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111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-14 |
Branch Locations
2001 Butterfield Rd. Suite 1000, Downers Drove, IL 60515 • United States
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Downers Grove | IL | 05/2003 | 07/2024 |
| Highpoint Advisor Group, Llc | Downers Grove | IL | 04/2012 | 10/2022 |
| Apollon Financial, Llc | Downers Grove | IL | 10/2022 | Present |
1) 9/28/2011 - Leaders Partners, Inc. - Investment Related - Non-Variable Insurance - Time Spent 10% 2) 1/26/2015: BRADLEY A. SCHAFFNIT, INC. - INV REL - 408 Turner Ave Glen Ellyn IL 60137 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 01/01/2003 - NO TIME SPENT 3) Bam Bam Financial; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-17 |
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