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Bradley Andrew Schaffnit

Apollon Financial, LLC

Downers Drove, IL

Mount Pleasant, SC

CRD 4394679

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Employer firm

Apollon Financial, LLC CRD 321217

$1.45B regulatory AUM 9 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Apollon Financial, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-14
  • IL RA
    APPROVED
    Since 2022-10-14

Branch Locations

2001 Butterfield Rd. Suite 1000, Downers Drove, IL 60515 • United States

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Downers Grove IL 05/2003 07/2024
Highpoint Advisor Group, Llc Downers Grove IL 04/2012 10/2022
Apollon Financial, Llc Downers Grove IL 10/2022 Present
Previous Registrations
  • 2021-12-17 → 2022-10-27
    Wheaton, IL
    Downers Grove, IL
  • 2012-06-04 → 2021-12-31
    Highpoint Planning Partners
    Downers Grove, IL
    Downers Grove, IL
    Downers Grove, IL
  • 2003-05-19 → 2013-03-27
    Downers Grove, IL
    Downers Grove, IL
    Downers Grove, IL
Other Businesses

1) 9/28/2011 - Leaders Partners, Inc. - Investment Related - Non-Variable Insurance - Time Spent 10% 2) 1/26/2015: BRADLEY A. SCHAFFNIT, INC. - INV REL - 408 Turner Ave Glen Ellyn IL 60137 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 01/01/2003 - NO TIME SPENT 3) Bam Bam Financial; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-16
S63 Uniform Securities Agent State Law Examination 2001-07-17
  • S66 Uniform Combined State Law Examination
    2002-12-16
  • S63 Uniform Securities Agent State Law Examination
    2001-07-17

View on SEC IAPD

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