Deirdre Denise Babcock

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ft. Worth, TX
• 04/2010 → Present
  Bank Of America, N.A.
  Fort Worth, TX

Previous Registrations

• 2007-11-26 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Ft. Worth, TX
• 2007-07-09 → 2007-11-16
  First Horizon Advisors, Inc.
  Ft. Worth, TX
• 2005-01-29 → 2007-07-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
  Dallas, TX
• 2001-06-08 → 2004-12-15
  Ameriprise Financial Services, Llc
  Denver, CO

Other Businesses

DSF LTD., NOT INVESTMENT RELATED, LOCATED AT BC MANSFIELD, TX 76063/ RANCHING, PRIMARILY RENTING LAND FOR HUNTING AND AGRICULTURE, TITLE = PARTNER, THE START DATE IS 05/12/1994, THE APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS IS 0, 0 DURING TRADING, NO DUTIES, JUST A PARTNER. I*10834FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: DSF LTDINVESTMENT RELATED: NADDRESS OF BUSINESS: CLEBURNE, TEXAS 76033NATURE OF BUSINESS: LIMITED PARTNERSHIP,POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 5/12/1994NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY LIMITED PARTNERSHIP, I HAVE NO DECISON MAKING ROLE I*1537295For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: No Address of business: Weatherford, Texas, 76087 Position, title, association: Co-owner with other family members, Start date of relationship: 10/28/2023Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Co-owner with other family members of rental property I*2287278, Entity Type: Fiduciary role Name of OBA: H V D and D M Du Irrevocable Asset Trust, Address: Cleburne, Texas, 76033, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 21-Apr-2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Successor Trustee for father / parents I*: 2486260 Entity Type: Fiduciary role Name of OBA: H. L D. TTEE U/A DTD 12/08/1994 Address: Aledo, Texas, 76008 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 5/21/2025 Number of Hours: 40 hrs annually Number of Hours during trading: 0 Duties: Successor Trustee for Grandparents I*: 2558258 Entity Type: Fiduciary role Name of OBA: D. D B. TTEE U/A DTD 12/08/1994 Address: Aledo, TX 76008 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 5/22/2025 Number of Hours: 25 hrs annually Number of Hours during trading: 0 Duties: Trustee for Child/Grandchild

Exams

• S66 Uniform Combined State Law Examination
  2001-06-01

Other Names

• Deirdre Denise Dulick
• Deirdre Denise Badcock
• Dee Dee Denise Babcock