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Bruce Jay Friedman

LPl Financial LLC

Lake Forest, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-15
  • IL RA
    APPROVED
    Since 2025-09-15

Branch Locations

100 S. Saunders Road Suite 150, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 04/2008 11/2017
Securian Financial Services, Inc St Paul MN 04/2008 11/2017
Gcg Financial, Inc. Deerfield IL 01/2015 09/2025
Triad Advisors, Inc. Norcross GA 11/2017 08/2024
Alera Investment Advisors, Llc Deerfield IL 11/2017 09/2025
Osaic Wealth, Inc. Deerfield IL 08/2024 09/2025
Lpl Financial Llc Lake Forest IL 09/2025 Present
  • 04/2008 → 11/2017
    Minnesota Life Ins Co
    St Paul, MN
  • 04/2008 → 11/2017
    Securian Financial Services, Inc
    St Paul, MN
  • 01/2015 → 09/2025
    Gcg Financial, Inc.
    Deerfield, IL
  • 11/2017 → 08/2024
    Triad Advisors, Inc.
    Norcross, GA
  • 11/2017 → 09/2025
    Deerfield, IL
  • 08/2024 → 09/2025
    Osaic Wealth, Inc.
    Deerfield, IL
  • 09/2025 → Present
    Lake Forest, IL
Previous Registrations
  • 2017-11-04 → 2025-09-15
    Deerfield, IL
  • 2008-05-02 → 2017-11-02
    Securian Financial Services, Inc.
    Deerfield, IL
  • 2007-01-08 → 2008-04-02
    Banc Of America Investment Services, Inc.
    Chicago, IL
  • 2002-05-03 → 2007-01-08
    Chicago, IL
    Chicago, IL
Other Businesses

1. 09/15/2025 - Big Fish Wealth Partners LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 8 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 09/15/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-13
  • S66 Uniform Combined State Law Examination
    2002-02-13

View on SEC IAPD

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