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1301 Dove Street Suite 720, Newport Beach, CA 92660-2453 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-02-21 |
| CA | RA | APPROVED | 2012-02-15 |
Branch Locations
1301 Dove Street Suite 720, Newport Beach, CA 92660-2453 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum Asset Management Inc | Newport Beach | CA | 10/1990 | Present |
Spartan Strategies Inc. Mr. Kelly serves as President of Spartan Strategies Inc., located at 1301 Dove St., Ste 720, Newport Beach, CA 92660. Spartan is a non-investment related consulting firm. Spartan provides broad strategic and tactical consulting to firms and individuals. In addition, Spartan provides strategic and tactical consulting to Spectrum around marketing, sales and intellectual property. Mr. Kelly spends approximately 4 hours per month with his duties. Very little of that time if any is during security trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-13 |
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