James F Keller

Current Employers

Employment History

• 10/2009 → 11/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Addison, TX
• 07/2011 → Present
  Bank Of America, N.A.
  Frisco, TX
• 11/2020 → 01/2024
  Woodbury Financial Services Inc
  Allen, TX
• 01/2024 → Present
  Osaic Wealth, Inc.
  Allen, TX

Previous Registrations

• 2020-11-27 → 2024-01-19
  Woodbury Financial Services, Inc.
  Allen, TX
  Allen, TX
  Mckinney, TX
• 2009-10-23 → 2020-12-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
  Dallas, TX
  Frisco, TX
• 2008-10-31 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Addison, TX
• 2001-07-05 → 2008-11-06
  Equitable Advisors, Llc
  Dallas, TX
  Dallas, TX

Other Businesses

1. POA POSITION: POA NATURE: None. Power of Attorney INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2015 ADDRESS: 903 Granger Drive, Allen TX 75013, United States DESCRIPTION: Listed as POA on parents accounts 2. KELLER WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Single Member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/18/2021 ADDRESS: 903 Granger Drive, Allen TX 75013, United States DESCRIPTION: Financial planning, portfolio management, insurance. 3. FINANCIAL EDUCATORS NETWORK OF NORTH TEXAS POSITION: Owner/President NATURE: Non Profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2022 ADDRESS: Legacy Dr, Ste 400, Plano TX 75013, United States DESCRIPTION: Adult financial education/literacy 4. KELLER WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Single Member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/18/2021 ADDRESS: 1511 W. McDermott Dr., Suite 220, Allen TX 75013, United States DESCRIPTION: Financial planning, portfolio management, insurance.

Exams

• S66 Uniform Combined State Law Examination
  2001-07-03

Other Names

• James Francis Keller
• James F. Keller