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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
NJ RA APPROVED 2020-11-12
  • NY RA
    APPROVED
    Since 2021-03-31
  • NJ RA
    APPROVED
    Since 2020-11-12

Branch Locations

1000 South Ave Suite 103, Staten Island, NY 10314 • United States

2420 Arthur Kill Road, Suite 300, Staten Island, NY 10309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Potter & Lamarca Llp Staten Island NY 01/2005 Present
First Allied Securities, Inc. San Diego CA 08/2009 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 09/2022
Cetera Advisors Llc Staten Island NY 09/2022 Present
Cowen, Gunteski & Co, Pa Dba Cg Tax, Audit & Advisory Tinton Falls NJ 01/2023 Present
Cetera Investment Advisors Schaumburg IL 11/2020 Present
  • 01/2005 → Present
    Potter & Lamarca Llp
    Staten Island, NY
  • 08/2009 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 09/2022
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Staten Island, NY
  • 01/2023 → Present
    Cowen, Gunteski & Co, Pa Dba Cg Tax, Audit & Advisory
    Tinton Falls, NJ
  • 11/2020 → Present
    Cetera Investment Advisors
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Staten Island, NY
    Red Bank, NJ
    Staten Island, NY
  • 2009-08-21 → 2012-07-02
    First Allied Securities, Inc.
    Staten Island, NY
    San Diego, CA
    Red Bank, NJ
    Staten Island, NY
  • 2005-11-15 → 2009-11-18
    Premier Wealth Advisors, Llc
    Staten Island, NY
Other Businesses

1.)GUIDED PROFESSIONAL SOLUTIONS; PARTNER; DBA; START DATE:11/1/2009. 2.)POTTER & LAMARCA LLP; PARTNER; CERTIFIED PUBLIC ACCOUNTANT; START DATE:1/1/1989. 3.)FRED LA MARCA - INSURANCE AGENT; DIRECT OWNER; INSURANCE; START DATE:1/1/2008. 4.) PLC REALTY GROUP LLC; PARTNER; REAL ESTATE; START DATE 04/01/2001 5.) STATEN ISLAND CHAMBER OF COMMERCE AUDIT COMMITTEE; COMMITTEE MEMBER; NON-PROFIT ORGANIZATION; START DATE 1/1/2012; 4 HOURS PER MONTH. 6.) LAMARCA PROPERTIES LLC; MANAGING MEMBER; REAL ESTATE; START DATE 05/28/2010; 4 HOURS PER MONTH. 7.) BLOCK 7469 LLC; REAL ESTATE/RENTAL PROPERTY; START DATE: 04/30/2007; 4 HOURS A MONTH. 8.) FRANK A. VACCARO SPOUSAL TRUST; CO TRUSTEE; FIDUCIARY POSITION; START DATE: 11/27/2012; 4 HOURS PER MONTH. 9.) NAME OF OTHER BUSINESS: COWEN, GUNTESKI & CO, PA DBA CG TAX, AUDIT & ADVISORY, INVESTMENT RELATED: NO, ADDRESS: 730 HOPE ROAD, TINTON FALLS, NJ, 07724 NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: CPA, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: TAX RETURN PREPARATION AND ACCOUNTING SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-19
  • S66 Uniform Combined State Law Examination
    1999-10-19
Designations

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