James Patrick Lowry

Current Employers

Employment History

• 12/2015 → Present
  Lpl Financial, Llc
  Huntersville, NC
• 03/2023 → Present
  Diamond Credit Union
  Pottstown, PA
• 05/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntersville, NC
• 08/2024 → Present
  Bank Of America, N.A.
  Huntersville, NC

Previous Registrations

• 2015-12-07 → 2024-05-23
  Lpl Financial Llc
  Huntersville, NC
  Huntersville, NC
  Fort Mill, SC
  Huntersville, NC
• 2012-06-21 → 2015-12-08
  Capital Guardian Wealth Management, Llc
  Huntersville, NC
• 2008-07-01 → 2012-06-29
  Woodbury Financial Services, Inc.
  Huntersville, NC
  Charlotte, NC
  Huntersville, NC
• 2006-01-26 → 2008-07-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntersville, NC

Other Businesses

1. 12/07/2015 - Capital Plan Advisors/ DBA for LPL Business (entity for LPL business)/ 100%/ HUNTERSVILLE, NC. 2. 1/7/2019 - Capital Plan Advisors - DBA: Capital Plan Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 2/19/2020 - The Wadsworth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/17/2020 - 40 Hours Per Month During Securities Trading. 4. 3/4/2020 - Capital Plan Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner - Started 03/02/2020 - 4 Hours Per Month/1 Hour During Securities Trading. 5. 04/17/2023 - E C Trust - Investment Related - Home Based - Act in a Fiduciary Capacity - Executor - Start Date - 07/30/2022 - 1 Hours Per Month/0 Hours During Securities Trading 6. 5/22/2024 - E C Trust - Huntersville, NC 28078 - 1 hr yearly. I*N/AEntity Type: N/AName of OBA: S.M. TrustAddress: Huntersville, North Carolina, 28078Investment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 06/05/2024No Hours: 2No Hours during trading: 0Duties:Entity Type: N/AName of OBA: OL A. TrustAddress: Huntersville, North Carolina, 28078Investment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 06/05/2024No Hours: 2No Hours during trading: 0Duties: I*1865381Entity For ProfitName of OBA: Y.O HoldingsAddress: Murrells Inlet, South Carolina, 29576Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 11/09/2020No Hours: 5No Hours during trading: 0Duties: Rental Property Holdings I*1865382Entity For ProfitName of OBA: Capital Plan AdvisorsAddress: Huntersville, North Carolina, 28078Investment Related: NoPosition, Title, Association: OfficerEmployee Start Date: 11/15/2018No Hours: 0No Hours during trading: 0Duties: None. Company will terminate I*1905302Entity Type: N/AName of OBA: J. P L. TTEE U/W J.M.Address: Huntersville, North Carolina, 28078Investment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 07/31/2022No Hours: 1No Hours during trading: 0Duties: I*1865382Entity for ProfitName of OBA: Capital Plan AdvisorsAddress: Huntersville, North Carolina, 28078Investment Related: NoPosition, Title, Association: Officer(President, CEO, ..)Employee Start Date: 11/15/2018No Hours: 0No Hours during trading: 0Duties: None. Company will terminate I*1991279, Entity Type Entity For Profit, Name of OBA: Roconde, llcAddress: Huntersville, North Carolina28078 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 09/13/2024No Hours: 0 No Hours during trading:0 Duties: Rental PropertyNone-wife handles it

Exams

• S66 Uniform Combined State Law Examination
  2006-01-25
• S63 Uniform Securities Agent State Law Examination
  2001-10-01