Best Investors Account Sign in

Susan Marie Krech

Wells Fargo Clearing Services, LLC

St. Louis, MO

Tempe, AZ

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-07-07
FL RA APPROVED 2015-10-06
  • AZ RA
    APPROVED
    Since 2022-07-07
  • FL RA
    APPROVED
    Since 2015-10-06

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1150 W Washington St, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Naples FL 08/2010 11/2016
Wells Fargo Clearing Services, Llc Naples FL 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2010-09-16
    Morgan Stanley
    Cleveland, OH
  • 2005-02-28 → 2009-06-01
    Citigroup Global Markets Inc.
    Westlake, OH
    Cleveland, OH
    Westlake, OH
  • 2003-12-08 → 2005-03-01
    Keybanc Capital Markets Inc.
    Rocky River, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-05
  • S66 Uniform Combined State Law Examination
    2002-03-05
Other Names
  • Susan Marie Cornell

View on SEC IAPD

Other Firms

UNIVERSAL FINANCIAL ADVISORS, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
VESTGEN ADVISORS, LLC
FORTIFY WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
CREATIVEONE WEALTH, LLC

Other Investors

BRIAN CHRISTOPHER LOCK
WILLIAM BERNARD ALBAIR
Stephanie Louise Longanecker
GREGORY JOHN WOZNIAK
Grant Hunter Richars
ANTHONY DWAYNE RICH
Anna Marie Meurer
John Michael Laaker

Other Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · Kirkwood, MO
STATE FARM INVESTMENT MANAGEMENT CORP. · Kirkwood, MO
VESTGEN ADVISORS, LLC · Kirkwood, MO
VESTGEN ADVISORS, LLC · Kirkwood, MO

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor