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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-31 |
| TN | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baruch College | New York | NY | 10/1999 | Present |
| Securian Financial Services | St Paul | MN | 05/2001 | 08/2023 |
| Minnesota Life | St Paul | MN | 05/2001 | 08/2023 |
| Shoemaker Agency | Germantown | TN | 05/2001 | Present |
| Cetera Wealth Services, Llc | Germantown | TN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
HOUSTON HIGH BAND BOOSTER POSITION: Officer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: 9755 Wolf River Blvd, Germantown TN 38139, United States DESCRIPTION: Serve as board member and treasurer of the Houston High School Band Booster. SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/27/2019 ADDRESS: 2176 West St Ste 100, Germantown TN 38138, United States DESCRIPTION: Fixed Insurance sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-07-30 |
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