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Current Employers
Joel R. Mogy Investment Counsel Inc.

315 South Beverly Drive Suite 400, Beverly Hills, CA 90212-4301 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-02
  • CA RA
    APPROVED
    Since 2021-08-02

Branch Locations

315 South Beverly Drive Suite 400, Beverly Hills, CA 90212-4301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joel R. Mogy Investment Counsel, Inc. Beverly Hills CA 10/1980 Present
Previous Registrations
Other Businesses

1. Trustee Services; Investment Related; 315 S. Beverly Dr., Ste. 400, Beverly Hills, CA 90212; Serve as a Trustee for selected clients; Trustee; 1965 Start date; 5 hrs per month devoted; 2-5 hrs per month devoted during trading hours; Professional Fiduciary Services

Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Beverly Hills, CA

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