Koren Louise Vining

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 06/2019
  Foresters Financial
  Denver, CO
• 03/2008 → Present
  Self
  Westport, WA
• 02/2013 → 06/2019
  Foresters Financial
  Denver, CO
• 06/2019 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 06/2019 → Present
  Cetera Investment Advisers Llc
  Denver, CO

Previous Registrations

• 2013-02-19 → 2019-06-25
  Foresters Advisory Services, Llc
  Denver, CO

Other Businesses

1. ASCEND PLANNING PARTNERS LLC, LLC FOR TAX PURPOSES TO HANDLE EXPENSES OF RUNNING PRACTICE, 100% OWNER; 2. TREASURER OF DENVER CHRISTIAN SCHOOL PARENT ASSOCIATION; OVERSIGHT POSITION ONLY, WILL NOT HANDLE FUNDS DIRECTLY, ONLY APPROVE SPENDING AND REPORT FINANCIALS; 1 HR/WK 3. PAST-PRESIDENT OF THE ADVISORY BOARD FOR COLORADO THOUGHT LEADERS - STRATEGIC CONNECTIONS, PARTICIPATE IN MEMBERSHIP DECISIONS FOR A NETWORKING AND PROFESSIONAL DEVELOPMENT GROUP, 1/HR/WK; 4. CHAPTER PRESIDENT FOR AMERICAN FINANCIAL EDUCATION ALLIANCE; ORGANIZE AND TEACH FINANCIAL EDUCATION CLASSES ON GENERAL TOPICS SUCH AS SOCIAL SECURITY AND MEDICARE; 1 HR/WK 5. OWNER OF ASCEND PLANNING PARTNERS; DBA FOR CETERA BUSINESS

Exams

• S66 Uniform Combined State Law Examination
  2012-11-19
• S63 Uniform Securities Agent State Law Examination
  2001-06-12

Designations

• Certified Financial Planner

Other Names

• Koren Louise Frost
• Koren Louise Frost
• Koren Louise Vining
• Koren Vining