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Jennifer L. Brown

LPl Financial LLC

Fountain Valley, CA

CRD 4392835

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-10-20
  • CA RA
    APPROVED
    Since 2009-10-20

Branch Locations

18837 Brookhurst Ste Ste 107, Fountain Valley, CA 92708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fountain Valley CA 10/2009 Present
Previous Registrations
  • 2009-05-02 → 2009-10-20
    Chase Investment Services Corp.
    Huntington Beach, CA
  • 2009-04-03 → 2009-05-02
    Wamu Investments, Inc.
    Laguna Hills, CA
    Huntington Beach, CA
Other Businesses

1. 8/22/2011 - Benchmark Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-02
S63 Uniform Securities Agent State Law Examination 2001-12-11
  • S65 Uniform Investment Adviser Law Examination
    2009-04-02
  • S63 Uniform Securities Agent State Law Examination
    2001-12-11
Other Names
  • Jennifer L. Krebs
  • Jennifer L. Krebs

View on SEC IAPD

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