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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2013-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James Billman-Golemme, Cpa | Westboro | MA | 10/1986 | Present |
| Lpl Financial Llc | Westborough | MA | 10/2013 | Present |
| Bay Financial Advisors, Inc. | Westborough | MA | 11/2015 | 12/2021 |
(1) 10/24/2013: Ruggles Park LLC - Real Estate Rental - INV REL - At Reported Business Location(s) - 2% Time Spent - Owner (2) 10/24/2013: Catalyst Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (3) 10/24/2013: James Billman-Gloemme CPA - Tax Prep/Accounting/CPA - INV REL - At Reported Business Location(s) - owner/operator (4) 06/03/2015: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) - Started 05/21/2015 - 3 Hr/Mo; 0 Hours During Securities Trading - Independent producer is title and role. No this business does not employ individuals non-securities licensed with LPL Financial. Yes it does share office space with my securities business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-08-06 |
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