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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-23 |
| IN | RA | APPROVED | 2020-12-08 |
Branch Locations
212 E 5Th St, Jasper, IN 47546 • United States
Jasper, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Inc. | Jasper | IN | 10/2015 | 12/2020 |
| Southern Indiana Investments & Insurance Inc. | Jasper | IN | 10/2015 | 10/2019 |
| Raymond James Financial Services Advisors Inc. | Jasper | IN | 10/2016 | 12/2020 |
| Ameriprise Financial Services Inc | Jasper | IN | 12/2020 | 12/2020 |
| Ameriprise Financial Services, Llc | Jasper | IN | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Jasper | IN | 12/2020 | Present |
Business Ownership; Miller Wilkerson & Co LLC; I manage my compensation and expenses from being a financial advisor through this business. I also pay support staff.; Manage Ameriprise Business; PO Box 97, , Ireland, IN, 47545; Investment-Related; 12/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; MillerWilkerson & Co LLC; President - I have this entity to manage and pay my expenses for my role as financial advisor receiving 1099 income.; ; PO Box 97, , Jasper, IN, 47545; Investment-Related; 12/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Birch Creek Farm LLC; I am a successor owner, but not actual owner yet. I am serving as farm manager to assist my family.; Bookkeeping, meeting arrangements, bill paying for our family farm; 4956 N 750 W, , Jasper, IN, 47546; Not Investment-Related; 07/10/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-07 |
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