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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-01-16
TX RA APPROVED 2019-01-16
  • CT RA
    APPROVED
    Since 2019-01-16
  • TX RA
    APPROVED
    Since 2019-01-16

Branch Locations

60 Willow Street Suite 101, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mystic CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mystic CT 11/2016 01/2019
Janney Montgomery Scott Inc. Mystic CT 01/2019 03/2026
Janney Montgomery Scott Llc Mystic CT 03/2026 Present
Previous Registrations
Other Businesses

Ledyard Food Pantry, Ledyard, CT. Volunteer; sort food donations and package up food/meals for pick-up. Not compensated, not investment related, 8 hrs./month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-09
  • S66 Uniform Combined State Law Examination
    2002-02-09
Other Names
  • Patricia Donovan

View on SEC IAPD

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