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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-12 |
| CA | RA | APPROVED | 2018-02-14 |
| CT | RA | APPROVED | 2018-02-14 |
| MA | RA | APPROVED | 2018-02-14 |
| NH | RA | APPROVED | 2018-02-14 |
| RI | RA | APPROVED | 2018-02-14 |
Branch Locations
200 Cordwainer Dr Ste 303, Norwell, MA 02061 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Newburyport | MA | 12/2009 | 02/2018 |
| Lpl Financial Llc | Norwell | MA | 02/2018 | Present |
1. 02/14/2018 - Scooner Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/2001. 2. 02/14/2018 - Scooner - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Rep - Start Date 2003 - Life Insurance. 3. 02/14/2018 - Schooner Financial Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2001 - 40 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-05-18 |
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